Delaware | 1-5805 | 13-2624428 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. employer identification no.) |
383 Madison Avenue New York, New York | 10179 | |
(Address of principal executive offices) | (Zip Code) |
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common stock | JPM | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 5.45% Non-Cumulative Preferred Stock, Series P | JPM PR A | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 6.30% Non-Cumulative Preferred Stock, Series W | JPM PR E | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 6.125% Non-Cumulative Preferred Stock, Series Y | JPM PR F | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 6.10% Non-Cumulative Preferred Stock, Series AA | JPM PR G | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 6.15% Non-Cumulative Preferred Stock, Series BB | JPM PR H | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD | JPM PR D | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE | JPM PR C | The New York Stock Exchange |
Alerian MLP Index ETNs due May 24, 2024 | AMJ | NYSE Arca, Inc. |
Guarantee of Callable Step-Up Fixed Rate Notes due April 26, 2028 of JPMorgan Chase Financial Company LLC | JPM/28 | The New York Stock Exchange |
Guarantee of Cushing 30 MLP Index ETNs due June 15, 2037 of JPMorgan Chase Financial Company LLC | PPLN | NYSE Arca, Inc. |
(a) | Registrant held its Annual Meeting of Shareholders on Tuesday, May 21, 2019; 2,883,891,344 shares were represented in person or by proxy, or 88.79% of the total shares outstanding. |
(b) | The results of shareholder voting on the proposals presented were as follows: |
MANAGEMENT PROPOSALS: |
Name | For | Against | Abstain | Broker Non-Votes | ||||
Linda B. Bammann | 2,411,662,007 | 26,799,405 | 4,101,847 | 441,328,085 | ||||
James A. Bell | 2,407,951,847 | 29,832,779 | 4,778,633 | 441,328,085 | ||||
Stephen B. Burke | 1,978,471,501 | 459,357,720 | 4,734,038 | 441,328,085 | ||||
Todd A. Combs | 2,423,534,258 | 14,600,581 | 4,428,420 | 441,328,085 | ||||
James S. Crown | 2,384,395,592 | 53,538,282 | 4,629,385 | 441,328,085 | ||||
James Dimon | 2,311,930,266 | 117,038,612 | 13,594,381 | 441,328,085 | ||||
Timothy P. Flynn | 2,401,453,541 | 35,940,413 | 5,169,305 | 441,328,085 | ||||
Mellody Hobson | 2,387,476,520 | 50,909,482 | 4,177,257 | 441,328,085 | ||||
Laban P. Jackson, Jr. | 2,353,246,167 | 84,174,920 | 5,142,172 | 441,328,085 | ||||
Michael A. Neal | 2,395,633,947 | 42,326,869 | 4,602,443 | 441,328,085 | ||||
Lee R. Raymond | 2,281,650,807 | 153,726,154 | 7,186,298 | 441,328,085 |
For | Against | Abstain | Broker Non-Votes |
1,748,045,588 | 681,877,585 | 12,640,086 | 441,328,085 |
71.56% | 27.92% | 0.52% |
For | Against | Abstain | Broker Non-Votes |
2,774,908,388 | 102,692,280 | 6,290,676 | 0 |
96.22% | 3.56% | 0.22% |
SHAREHOLDER PROPOSALS: |
For | Against | Abstain | Broker Non-Votes |
720,298,920 | 1,600,029,663 | 122,234,676 | 441,328,085 |
29.49% | 65.51% | 5.00% |
For | Against | Abstain | Broker Non-Votes |
688,201,624 | 1,739,240,510 | 15,121,125 | 441,328,085 |
28.17% | 71.21% | 0.62% |
For | Against | Abstain | Broker Non-Votes |
244,105,185 | 2,173,709,024 | 24,749,050 | 441,328,085 |
10.00% | 88.99% | 1.01% |
JPMORGAN CHASE & CO. | |||
By: | /s/ David KF Gillis | ||
Name: Title: | David KF Gillis Managing Director |