UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): May 15, 2007
JPMORGAN CHASE & CO.
|
Delaware |
1-5805 |
13-2624428 |
|
(State or other |
(Commission File |
(IRS Employer |
|
270 Park Avenue, New York, NY |
10017 |
|
(Address of Principal Executive Office) |
(Zip Code) |
Registrant's telephone number, including area code: (212) 270-6000
__________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
- Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
- Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
- Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
- Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
Registrant held its Annual Meeting of Shareholders on Tuesday, May 15, 2007. A total of 2,993,118,817 shares were represented in person or by proxy, or 87.31% of the total shares outstanding. The results of shareholder voting on the 10 proposals presented were as follows:
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MANAGEMENT PROPOSALS: |
Proposal 1. Shareholders elected the 11 director nominees named in the Proxy Statement:
|
Name |
For |
Withheld |
|
Crandall C. Bowles |
2,927,989,133 |
65,129,684 |
|
Stephen B. Burke |
2,904,548,973 |
88,569,844 |
|
James S. Crown |
2,907,433,179 |
85,685,637 |
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James Dimon |
2,896,673,530 |
96,445,286 |
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Ellen V. Futter |
2,926,034,723 |
67,084,094 |
|
William H. Gray, III |
2,885,071,966 |
108,046,850 |
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Laban P. Jackson, Jr. |
2,814,347,158 |
178,771,658 |
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Robert I. Lipp |
2,906,090,969 |
87,027,847 |
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David C. Novak |
2,830,636,324 |
162,482,492 |
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Lee R. Raymond |
2,820,051,047 |
173,067,769 |
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William C. Weldon |
2,905,717,928 |
87,400,889 |
There were no broker non-votes.
Proposal 2. Shareholders ratified the appointment of PricewaterhouseCoopers LLP as Registrant's independent registered public accounting firm for 2007:
|
For |
Against |
Abstain |
||
|
2,926,963,243 |
37,275,397 |
28,880,175 |
||
|
97.79% of voted |
1.25% of voted |
0.96% of voted |
||
|
98.74% of votes for and against |
1.26% of votes for and against |
|||
There were no broker non-votes.
SHAREHOLDER PROPOSALS:
Proposal 3. Shareholders did not approve the proposal on stock options:
|
For |
Against |
Abstain |
|
133,220,832 |
2,363,080,050 |
42,026,427 |
|
5.25% of voted |
93.10% of voted |
1.66% of voted |
|
5.34% of votes for and against |
94.66% of votes for and against |
There were 454,791,509 broker non-votes.
Proposal 4. Shareholders did not approve the proposal on performance-based restricted stock:
|
For |
Against |
Abstain |
|
1,050,210,014 |
1,443,406,909 |
44,710,768 |
|
41.37% of voted |
56.86% of voted |
1.76% of voted |
|
42.12% of votes for and against |
57.88% of votes for and against |
There were 454,791,145 broker non-votes.
Proposal 5. Shareholders did not approve the proposal on executive compensation approval:
|
For |
Against |
Abstain |
|
980,751,682 |
1,437,493,468 |
120,065,381 |
|
38.64% of voted |
56.63% of voted |
4.73% of voted |
|
40.56% of votes for and against |
59.44% of votes for and against |
There were 454,808,287 broker non-votes.
Proposal 6. Shareholders did not approve the proposal on separation of Chairman and CEO:
|
For |
Against |
Abstain |
|
390,147,025 |
2,105,825,115 |
42,355,168 |
|
15.37% of voted |
82.96% of voted |
1.67% of voted |
|
15.63% of votes for and against |
84.37% of votes for and against |
There were 454,791,510 broker non-votes.
Proposal 7. Shareholders did not approve the proposal on cumulative voting:
|
For |
Against |
Abstain |
|
924,242,320 |
1,573,318,164 |
40,766,823 |
|
36.41% of voted |
61.98% of voted |
1.61% of voted |
|
37.01% of votes for and against |
62.99% of votes for and against |
There were 454,791,511 broker non-votes.
Proposal 8. Shareholders did not approve the proposal on majority voting for directors:
|
For |
Against |
Abstain |
|
1,178,134,893 |
1,319,336,222 |
40,845,192 |
|
46.41% of voted |
51.98% of voted |
1.61% of voted |
|
47.17% votes for and against |
52.83% of votes for and against |
There were 454,802,511 broker non-votes.
Proposal 9. Shareholders did not approve the proposal on political contributions report:
|
For |
Against |
Abstain |
|
260,269,787 |
1,912,675,524 |
365,388,086 |
|
10.25% of voted |
75.35% of voted |
14.39% of voted |
|
11.98% of votes for and against |
88.02% of votes for and against |
There were 454,785,421 broker non-votes.
Proposal 10. Shareholders did not approve the proposal on slavery apology report:
|
For |
Against |
Abstain |
|
62,451,967 |
2,095,657,277 |
380,224,153 |
|
2.46% of voted |
82.56% of voted |
14.98% of voted |
|
2.89% of votes for and against |
97.11% of votes for and against |
There were 454,785,421 broker non-votes.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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JPMORGAN CHASE & CO. |
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By: |
/s/ Anthony J. Horan |
|
|
Name: |
Anthony J. Horan |
Date: May 18, 2007