UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 18, 2010
JPMORGAN CHASE & CO.
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Delaware |
No. 001-05805 |
No. 13-2624428 |
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270 Park Avenue, New York, New York |
10017 |
Registrant's telephone number, including area code: (212) 270-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
Registrant held its Annual Meeting of Shareholders on Tuesday, May 18, 2010. A total of 3,298,432,079 shares were represented in person or by proxy, or 83.0% of the total shares outstanding. The results of shareholder voting on the 10 proposals presented were as follows:
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MANAGEMENT PROPOSALS : |
Proposal 1- Shareholders elected the 11 director nominees named in the Proxy Statement:
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For |
Against |
Abstain |
|
|
Crandall C. Bowles |
2,882,409,162 |
21,426,773 |
7,371,265 |
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Stephen B. Burke |
2,881,482,291 |
22,209,178 |
7,515,731 |
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David M. Cote |
2,889,408,675 |
14,535,428 |
7,263,097 |
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James S. Crown |
2,888,217,559 |
15,759,442 |
7,230,199 |
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James Dimon |
2,831,845,842 |
73,304,388 |
6,056,970 |
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Ellen V. Futter |
2,583,048,932 |
321,128,787 |
7,029,481 |
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William H. Gray, III |
2,877,163,881 |
26,662,642 |
7,380,677 |
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Laban P. Jackson, Jr. |
2,879,779,523 |
24,173,669 |
7,254,008 |
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David C. Novak |
2,734,579,041 |
169,491,897 |
7,136,262 |
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Lee R. Raymond |
2,877,984,648 |
26,168,925 |
7,053,627 |
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William C. Weldon |
2,882,077,281 |
21,993,241 |
7,136,678 |
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There were 387,224,882 broker non-votes. |
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Proposal 2 - Shareholders ratified the appointment of PricewaterhouseCoopers LLP as Registrant's independent registered public accounting firm for 2010: |
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For |
Against |
Abstain |
|||||||||||||||||
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3,256,359,963 |
35,416,057 |
6,656,059 |
|||||||||||||||||
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98.72% |
1.07% |
0.20% |
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There were no broker non-votes. |
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Proposal 3 - Shareholders approved the Advisory Vote on Executive Compensation: |
|||||||||||||||||||
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For |
Against |
Abstain |
|||||||||||||||||
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3,158,688,867 |
99,194,736 |
40,548,476 |
|||||||||||||||||
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95.76% |
3.01% |
1.23% |
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There were no broker non-votes. |
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SHAREHOLDER PROPOSALS: |
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|
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Proposal 4 - Shareholders did not approve the proposal on Political Non-Partisanship: |
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For |
Against |
Abstain |
|||||||||||||||||
|
147,609,978 |
2,193,690,263 |
569,906,959 |
|||||||||||||||||
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5.07% |
75.35% |
19.58% |
|||||||||||||||||
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There were 387,224,882 broker non-votes. |
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Proposal 5 - Shareholders did not approve the proposal on Special Shareowner Meetings |
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For |
Against |
Abstain |
|||||||||||||||||
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1,287,859,190 |
1,608,734,462 |
14,613,548 |
|||||||||||||||||
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44.24% |
55.26% |
0.50% |
|||||||||||||||||
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There were 387,224,882 broker non-votes. |
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Proposal 6 - Shareholders did not approve the proposal on Collateral in Over the Counter Derivatives Trading: |
|||||||||||||||||||
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For |
Against |
Abstain |
|||||||||||||||||
|
971,265,204 |
1,905,773,226 |
34,168,770 |
|||||||||||||||||
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33.36% |
65.46% |
1.17% |
|||||||||||||||||
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There were 387,224,882 broker non-votes. |
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Proposal 7 - Shareholders approved the proposal on Shareholder Action by Written Consent: |
|||||||||||||||||||
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For |
Against |
Abstain |
|||||||||||||||||
|
1,580,771,242 |
1,278,527,388 |
51,908,570 |
|||||||||||||||||
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54.30% |
43.92% |
1.78% |
|||||||||||||||||
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There were 387,224,882 broker non-votes. |
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Proposal 8 - Shareholders did not approve the proposal on Independent Chairman: |
|||||||||||||||||||
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For |
Against |
Abstain |
|||||||||||||||||
|
989,606,973 |
1,909,833,387 |
11,766,840 |
|||||||||||||||||
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33.99% |
65.60% |
0.40% |
|||||||||||||||||
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There were 387,224,882 broker non-votes. |
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Proposal 9 - Shareholders did not approve the proposal on Pay Disparity: |
|||||||||||||||||||
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For |
Against |
Abstain |
|||||||||||||||||
|
159,520,425 |
2,574,822,850 |
176,863,925 |
|||||||||||||||||
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5.48% |
88.45% |
6.08% |
|||||||||||||||||
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There were 387,224,882 broker non-votes. |
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Proposal 10 - Shareholders did not approve the proposal on Share Retention: |
|||||||||||||||||||
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For |
Against |
Abstain |
|||||||||||||||||
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680,458,251 |
2,211,660,734 |
19,088,215 |
|||||||||||||||||
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23.37% |
75.97% |
0.66% |
|||||||||||||||||
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There were 387,224,882 broker non-votes. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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JPMORGAN CHASE & CO. |
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By: |
/s/ Anthony J. Horan |
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Name: |
Anthony J. Horan |
Date: May 20, 2010